A brief explanation of the techniques involved in gathering and using fingerprint evidence.
In this day and age of high-tech crime-solving methods, especially DNA typing, the lowly art of fingerprint identification sometimes seems lost. In fact, fingerprint evidence is highly reliable and particularly accessible to juries: You don't need a Ph.D. or a scientific lecture on genetics to understand that your own fingers contain a contour map of ridges and whorls that is completely unique. And unlike the theories behind DNA matching, no one seriously doubts this assumption.
Fingerprints were first used in the United States by the New York prison system in 1903. Today, the FBI has a collection of prints that numbers in the millions.
Police officers can use fingerprints to identify defendants and crime victims if a print matches one already on file. People's fingerprints can be on file for a variety of reasons. For example, people may be fingerprinted when they are arrested, or when they join certain occupations. And it is increasingly popular for parents to ask local police departments or schools to fingerprint their young children, a grim reminder that children who are abducted or are the victims of other heinous crimes often cannot be identified otherwise.
Fingerprint evidence rests on two basic principles:
- a person's "friction ridge patterns" (the swirled skin on their fingertips) don't change, and
- no two people have the same pattern of friction ridges.
Because judges normally accept these principles as true, parties seeking to offer fingerprint evidence at trial do not have to convince the judge of the validity of the methodology underlying fingerprint evidence.
| How
Fingerprints are Made and Found |
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Friction
ridges contain rows of sweat pores. Sweat
mixed with other body oils and dirt produces
fingerprints on smooth surfaces. Fingerprint
experts use powders and chemicals to make
such prints visible. The visibility of a set
of prints depends on the surface from which
they're lifted; however, with the help of
computer enhancement techniques that can
extrapolate a complete pattern from mere
fragments, and laser technology that can
read otherwise invisible markings,
fingerprint experts increasingly can
retrieve identifiable prints from most
surfaces.
The
age of a set of fingerprints is almost
impossible to determine. Therefore,
defendants often try to explain away
evidence that their fingerprints were found
at crime scenes by testifying that they were
at the scene and left the prints at a time
other than the time of a crime.
How
to Achieve Exclusion of 'Known' Fingerprints
To
prove that the defendant's prints are the
same as those left at the crime scene, the
prosecution must demonstrate that the known
fingerprints--those rolled prints taken
during a booking procedure, for example--in
fact, belong to the defendant. The most
common way for this to be demonstrated is to
have the officer who fingerprinted the
accused upon his arrest come to court and
testify that he witnessed the taking of the
"known fingerprints" preserved on
a card, and affirm that they belong to the
defendant. Although you might think that
this procedure is routine, you would be
surprised at how often the prosecution's
case gets derailed by its inability to
establish this link in the evidentiary
chain.
Challenges
to the rolled prints are some of the most
effective means to win an early victory.
These challenges can be made via a motion in
limine or via an objection during trial.
Either way, counsel should be prepared
before trial with a detailed basis for
proposing the exclusion and supporting
authority. The following arguments have been
successful in precluding the prosecution's
evidence of the "known prints." Be
aware of the risk that accompanies pre-trial
motions: Alerting the prosecution to the
need to cross its "t's" and dot
its "i's" before trial.
Authentication--Attempts
to introduce fingerprint cards without first
authenticating them by establishing how they
were obtained, affirmatively showing that
they reflect the fingerprints of the
defendant, and obtaining the requisite
signatures required within the jurisdiction
can be met with a motion to exclude such
evidence from trial.
•
Personal Knowledge--Prosecution failure to
introduce fingerprint cards without
establishing the personal knowledge of the
recording official--even if the defense
fails to object--can be the basis for
exclusion of the known prints. The defense
may move to exclude the cards from evidence
on the grounds that the prosecution cannot
use such cards to identify the defendant as
the person who left prints at the crime
scene, because there is no one to connect
the defendant to the person represented by
the fingerprint cards.
•
Chain of Custody--If there are breaks in the
chain of custody that make it difficult for
the prosecution to demonstrate that the
known fingerprints reflect the identity of
the defendant, move in limine for the known
prints to be excluded as hearsay.
•
Notice of Expert Testimony--Failure to
provide notice of witness testimony can get
the prosecution into hot water. If the
prosecution attempts to get the fingerprint
cards admitted through the testimony of an
expert, move to exclude them in limine
unless the government has provided notice of
the use of an expert witness pursuant to
discovery rules.
•
Prejudicial Evidence of Prior Arrests--When
the "known fingerprints" are
fingerprints taken from a previous arrest,
their introduction may be irrelevant and
prejudicial to the defendant by permitting
the jury to infer his prior criminal
conduct. If such evidence is going to be
introduced for comparison with the latent
prints, move in limine for it to be
excluded.
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